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Senior Compliance and Regulatory Manager

Posted 2 years ago

This is an excellent opportunity for a senior compliance professional with experience within the investment management or compliance consulting sector to join a fast-growing Venture Capital firm and really make an impact. This individual has the opportunity to take responsibility to lead and build a compliance team and providing direction on all aspects of compliance tasks as the firm progresses and builds for the future.

 What you will be doing for Kavedon

  • Set-up and manage and internal Compliance and regulatory department.
  • Oversee and provide reporting all regulatory progress.
  • Develop strong relationships with external partners and regulatory bodies.
  • Advise and assist senior management on compliance matters, acting as a trusted advisor and challenging partner.
  • Undertake risk-based surveillance of investment management activity.
  • To support the delivery of relevant thematic reviews.
  • Build and support relevant business-led projects and development of internal policies and procedures.
  • Represent Compliance on various internal committees.
  • To draft and review internal policies and procedures in all areas of risk management.

What you bring to the table

  • 8+ years of compliance and regulatory experience within a top tier investment environment.
  • 4+ years’ experience working with senior management within a top tier investment environment. 
  • Full understanding and experience of regulatory requirements (EUVECA / AIFMD) processes and reporting within the Alternative Investment market in the EU and UK.
  • Significant experience in AML regulatory environment and reporting.
  • Strong Communicator and leader.
  • Previous experience working within a regulated Investment/Financial environment.

Who you are

  • A charismatic and credible Compliance professional.
  • A motivated self-starter who can operate both autonomously and collaboratively.
  • Excellent prioritization, organizational and communication skills.
  • Adaptable, fast learner who responds well to change and supports others to do the same.
  • Competence and confidence to act as an ambassador for Kavedon Kapital as a whole.

Job Features

Job Category




Remote Working




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